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| POSITION DESCRIPTION | GENERAL INSURANCE INDUSTRY NOVEMBER 2008 |
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National Compliance Manager |
| Position Code: | 1350 | | Career Level: | 6 |
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Responsible for
Ensuring all external regulatory frameworks and policies are complied with by the business operations within reasonable risk and parameters. |
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Reports To
General Manager. |
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Supervises
State Compliance Managers. |
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Main Activities
Identifying all appropriate external regulatory and compliance frameworks and ensuring compliance by the business.
Developing and recommending compliance policy and processes which are adequate to meet all organisational compliance and policy obligations.
Planning and managing the implementation of compliance policies.
Selecting and maintaining appropriate risk identification and measurement methodologies.
Promoting appropriate compliance behaviour and culture by the effective communication and dissemination of compliance strategy policy and processes.
Developing and implementing a program to ensure that all employees and intermediaries comply with compliance policy and processes.
Providing a quarterly report on compliance adequacy.
Identifying and providing developmental compliance training to all staff.
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Key Skills
Knowledge of relevant legislation.
Good interpersonal and communication skills.
Good technical and analytical skills.
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Internal Contacts
Legal, Managers and Staff. |
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External Contacts
Industry Organisations and Solicitors. |
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Typical Experience
At least 8 - 10 years of experience in a commercial legal role coupled with a law degree or equivalent qualification. |
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