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| POSITION DESCRIPTION | GENERAL INSURANCE INDUSTRY NOVEMBER 2008 |
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Senior Compliance Officer |
| Position Code: | 1360 | | Career Level: | 4 |
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Responsible for
Providing specialist technical advice to a particular business function in the development and ongoing maintenance of the Compliance Program. |
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Reports To
Compliance Manager. |
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Supervises
No supervisory responsibilities, may mentor Junior Compliance Officers. |
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Main Activities
Promoting and participating in the development of a high quality Compliance Program and the necessary training.
Assisting in the identification, preparation and development of appropriate training materials.
Identifying risk areas and facilitating means to remove or better manage those areas by providing Compliance advice.
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Key Skills
Excellent understanding of organisations Compliance program.
Good knowledge of regulation and legislation affecting the organisation.
Reasonable knowledge of organisations policy and procedures.
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Internal Contacts
Legal, Managers and staff. |
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External Contacts
Assessors/Investigators and solicitors. |
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Typical Experience
5+ years of business experience coupled with Legal or Business tertiary qualification . |
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