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| POSITION DESCRIPTION | GENERAL INSURANCE INDUSTRY NOVEMBER 2008 |
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Compliance Officer |
| Position Code: | 1365 | | Career Level: | 2 |
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Responsible for
Assisting in implementing compliance policies and procedures. |
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Reports To
Compliance Manager. |
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Supervises
No supervisory responsibilities. |
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Main Activities
Monitoring organisational operations and providing information regarding their compliance to legal and regulatory requirements.
Contributing to the production of reports relating to the status of compliance.
Assisting in the researching of day-to-day enquiries from Agents and Clients.
Assisting in the investigation and response to complaints received.
Advising management of potential breaches and areas of risk.
Undertaking compliance projects under the guidance of the Compliance Manager.
Promoting and participating in the development of high quality compliance programs and the necessary training.
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Key Skills
Good understanding of relevant legislation.
Good interpersonal and communication skills.
Understanding of Company's policies and procedures.
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Internal Contacts
Legal, Managers and Staff. |
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External Contacts
Agents - State & Government Bodies, Solicitors and Clients. |
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Typical Experience
At least 2 - 4 years of experience in a commercial legal role coupled with a law degree or equivalent qualification. |
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